Stockbroker Resume Examples

See sample Stockbroker resumes to get the inspiration you need to create the perfect Stockbroker resume

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Professional Resume Samples for a Stockbroker

Use our predesigned resume samples and templates to create a stockbroker resume that wins.

Stockbroker Resume Tips and Ideas

Stockbrokers or investment brokers buy and sell shares and securities on behalf of clients.

As a career, Stockbroking presents high levels of responsibility, the working hours are long and the environment can be stressful. However, stockbrokers enjoy sumptuous salaries, compensation on a commission basis, and other unparalleled opportunities for promotion and other financial rewards.

A Broker must be able to analyze market conditions and make quick and calculated decisions that will benefit clients both in the short and long term. You are also expected to have the needed sales and negotiation skills to source new clients while maintaining a good relationship with existing ones.

A deep understanding of economics and financial markets combined with the ability to maintain composure are desirable traits in a prospective stockbroker. You will be working with a range of private and commercial clients, from individuals to large companies.

Just as employment opportunities for stockbrokers continue to increase, competition in this field also gets steeper. Candidates may have to acquire additional qualifications and emphasize their competitive values through comprehensive stockbroker resumes to stay competitive. This guide helps with the latter.

Top Tips

  • Reverse-chronological format is the general recommendation.
  • Candidates can use combination format in special cases.
  • Use resume templates or an online resume builder for better formatting.

Key considerations in designing a stockbroker resume are:

  • Page layout
  • Color scheme
  • Choice of Font
  • Spacing and Margin





Resume Length

1 -2 Letter Page(s) – 8.5” x 11”


The resume format to use is a major decision in resume writing. When it comes to stockbrokers, experts recommend that candidates should use the reverse-chronological format. The format is widely adopted among employers and has a comprehensive structure that is easily understood.

If you are unfamiliar with the rulings of the format, an alternative would be to find a resume template or sample that uses this format, and build on that (this method applies for other resume formats too).

If you are using the reverse-chronological resume format, it dictates that the education and work experience sections in your resume should be listed starting with the most recent items first.


Resume aesthetics is essential to personalize your resume. However, priority should be given to a professional appeal. While resume design is allowed, you should keep the following guidelines in mind:

  • Avoid using a word processor for resume design
  • Use legible fonts
  • Use a professionally acceptable color scheme and be consistent
  • Ensure consistent margin and spacing
  • Ensure your resume design is mobile-friendly
  • Create a PDF version of the designed resume


Hiring on the basis of appearance is illegal in certain countries (including the US). As a result, there is no basis for adding a photo to a stockbroker resume.

Sections of a Resume

A perfect resume should contain all the required sections and a few optional sections that highlight the candidate’s values and accomplishments.

These are the required sections to choose from:

  • Contact details
  • Resume summary statement
  • Work experience
  • Competencies/Skills
  • Education
  • License/Certifications

These are other optional sections you can choose to include in a stockbroker resume:

  • Languages
  • Skills
  • Honors and Awards
  • Volunteering

Resume Length

There are tons of conflicting ideas surrounding the topic of resume length. Most of the founding reasons for these conclusions have been addressed by technology and changes in the hiring process, except one – your employer’s attention span or time is limited.

Nobody has the time to read through a ten-page stockbroker resume, and so you shouldn’t write one.

You should strive for brevity and clarity in your writing and with all things done right, your resume should only be two-letter pages long or less.

Stockbroker Resume Section Headings

Employers of stockbrokers get considerably high applications. Hence, the average hiring manager will only spend a few seconds skimming through each candidate’s application.

For effective resume writing, experts have identified certain critical sections of interest to hiring managers. By understanding these sections and addressing the requirements expected, you can optimize your resume to convince both the thorough and skimming hiring managers alike.

These critical sections are work experience, education, and skills sections. They are highly influential in the hiring decisions for a Stockbroker position, and should be tailored to the specific opening.

Work experience

This should be one of the first sections in your resume. Following the chronological resume format, your experience section comes right after contact information and resume summary.

The importance of this section in the application process cannot be overemphasized, so candidates must ensure it is written correctly.

In this section, you are expected to create a list of your previous work experiences that are relevant to the current application. Each of these work experiences should contain the following:

  • The company name
  • Position held
  • Responsibilities
  • Duration of employment.

Each of the experiences should be listed as bullet points.


Presently, a career in stock brokerage is only achievable for graduates, although there are no specific discipline requirements. But some employers might favor candidates with a degree or higher qualification in economics, finance, or any business-related field of study.

Candidates are also required to register with the Financial Services Authority (FSA) to become a qualified stockbroker. This process involves an exam which every candidate must pass.

When listing your academic requirement, you are advised to start with the most recent or most relevant educational achievement first.


Your employers will expect you to list a range of skills, some of which includes:

  • Proficient in IT
  • Analytical skills
  • Negotiation skills.
  • Stress management skills
  • Persuasion
  • Communication skills
  • Decision-making skills
  • Relationship building skills

We advise you to refrain from inflating your resume with random skills. You should only include the relevant skills that you have acquired.

Stockbroker Resume Vocabulary & Writing Tips

Stock brokerage is a specialized field. Professionals in this field converse and transact in financial terms that are comprehensible to insiders in the field. Your employers expect this to reflect in your resume, indicating your experience and familiarity with the inner workings of stock brokerage.

Employers have taken it one step further with ATS systems. These software systems are put in place to filter out inept candidates using their resume content as the ground for the decision, and it does so on the basis of the candidate’s vocabulary as a professional. An ATS system will not spare resumes that lack the essential Stockbroker resume power words in its search for qualified candidates.

To sail through ATS systems and get your resume in front of the hiring manager, we recommend you include the following Stockbroker resume keywords throughout your resume:

Words to Use

  • Securities
  • Risk tolerance
  • Portfolio
  • Returns on investment
  • Stock market
  • Shares
  • Market condition
  • Buying power
  • Investment opportunity
  • Investment
  • Cold calling
  • Investment plan
  • Performance
  • Investment strategy
  • Investment analysts
  • Financial goals

Action Verbs

  • Buy
  • Advise
  • Pitch
  • Initiate
  • Sell
  • Analyze
  • Manage
  • Research
  • Evaluate
  • Guide
  • Initiate
  • Consult
  • Recommend
  • Report
  • Inform
  • Monitor

Resume Samples

1. Candidate seeking stockbroker

A licensed stockbroker with over ten years of brokerage experience in the money market. A strategist and knowledgeable investor who has achieved remarkable financial return on investments for several clients through pragmatic investments and portfolio management.

  • Stayed abreast tax laws, financial regulations, and financial news to guide investment decisions.
  • Provide relevant and viable financial advice for clients.
  • Managed clients’ investment portfolio, updating the client on market changes and portfolio status
  • Informed and kept clients updated about new lucrative investment opportunities.
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  • 12
    years experience
  • Bachelor's degree
    in mathematics
  • Certified
  • Registered with
    Industry Regulatory Authority (FINRA)

2. Candidate seeking stockbroker

A goal-oriented stockbroker with series 8 brokerage certificate. Highly experienced professional with demonstrated competencies in market analysis, financial report evaluation, and investment advising. Possesses strong attention to details and excellent customer relation skills.

  • Provided investment advice and recommendations based on each client’s risk tolerance level.
  • Monitored local and international stock market for changes and provided prompt notifications for clients on their portfolio status
  • Analyzed market conditions to identify viable investment opportunities and mitigate loses.
  • Implemented buy and sell orders on behalf of the clients.
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  • 7
    years experience
  • Bachelor's degree
    in economics
  • Master's degree
    in Finance
  • Certification Series
    8 stock brokerage

Last modified on September 9th, 2020

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